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Dennis Albert Kaiser

Allstate Financial Services, LLC

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About Dennis Albert Kaiser

Dennis Kaiser is an investment advisor representative registered in Washington, Florida and California. Dennis has been active in the securities industry since 1998. Dennis is currently associated with Allstate Financial Services, LLC. Prior to joining Allstate Financial Services, Dennis was associated with Prudential Annuities Distributors, Inc, Allstate Financial Services, LLC, Lincoln Financial Distributors, Inc, Planco Financial Services, Inc, U.S. Bancorp Piper Jaffray Inc and Prudential Securities Incorporated.

Firm Information

Dennis Kaiser is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dennis Kaiser’s Registration & Firm History

WA

11/24/2017 - Present

Allstate Financial Services, LLC (Bellingham WA)

CT

06/05/2008 - 08/25/2017

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

WA

01/17/2008 - 05/27/2008

ALLSTATE FINANCIAL SERVICES, LLC (EVERETT WA)

PA

01/24/2006 - 01/02/2008

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

CT

04/04/2002 - 01/11/2006

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

MN

06/22/2000 - 04/10/2002

U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NY

11/21/1997 - 06/28/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/11/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/25/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 11/18/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dennis Albert Kaiser.
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