Unclaimed
Dennis Lipoff is a financial advisor at Ausdal Financial Partners, Inc. Dennis has been in the industry since September 12, 2001. Dennis is registered with the state of Illinois. Dennis also holds Series 7 and Series 66 licenses. Dennis is a registered representative of Ausdal Financial Partners, Inc. and is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advice on uma platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Revenue sharing
1
2
IL
03/23/2012 - Present
Ausdal Financial Partners, Inc. (BUFFALO GROVE IL)
VA
10/03/2011 - 03/26/2012
ALLIED BEACON PARTNERS, INC. (RICHMOND VA)
IL
09/20/2004 - 09/30/2011
WORKMAN SECURITIES CORPORATION (BUFFALO GROVE IL)
NE
06/14/2002 - 09/27/2004
AMERITAS INVESTMENT CORP. (LINCOLN NE)
CT
02/04/2002 - 04/12/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
12/15/2000 - 07/11/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/08/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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