Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Alan Cortes is a financial professional with over 20 years of experience in the industry. Dennis is currently registered with Cantor Fitzgerald & Co. and has a Series 7, Series 63, Series 24, Series 30 and SIE license. Dennis has previously worked at Cantor Fitzgerald Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/29/2004 - Present
Cantor Fitzgerald & Co. (Jacksonville FL)
IL
03/29/2001 - 10/13/2006
CANTOR FITZGERALD SECURITIES (CHICAGO IL)
BC
Issued 03/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2016
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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