Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Alan Asaro has over 24 years of experience in the financial services industry. Dennis currently is registered with Commonwealth Financial Network and has been with the firm since September 2018. Previously, Dennis was a registered representative with Ameriprise Financial Services, Inc. Dennis has a strong background in fixed insurance sales, portfolio management, and financial planning. Dennis is committed to helping clients achieve their financial goals. Dennis is licensed to provide financial advice in 15 states and holds Series 7, 63, 65, and 66 licenses. Dennis also holds the Securities Industry Essentials (SIE) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
09/14/2018 - Present
Commonwealth Financial Network (Battle Creek MI)
MI
08/11/2009 - 09/14/2018
AMERIPRISE FINANCIAL SERVICES, INC. (BATTLE CREEK MI)
MI
10/29/2009 - 11/30/2010
SECURITIES AMERICA, INC. (BATTLE CREEK MI)
MI
05/07/1998 - 08/04/2009
J.J.B HILLIARD, W.L. LYONS, LLC (BATTLE CREEK MI)
BOTH
Issued 08/02/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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