Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dennis? Claim Your ProfileDennis Adam Goll is a registered representative with Nomura Securities International, Inc. Dennis has been in the securities industry for over 10 years. Dennis holds Series 3, 7, and 63 licenses. Dennis's previous experience includes positions at Goldman Sachs & Co. LLC and Goldman, Sachs & Co. Dennis is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
10/23/2019 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
06/03/2014 - 03/27/2018
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
05/14/2009 - 07/09/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 05/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2009
Series 3 - National Commodity Futures Examination
BC
Issued 05/12/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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