Unclaimed
Dennett Castilla Delzer is a registered representative with Hilltop Securities Inc. and Momentum Independent Network Inc. Dennett is registered with the Securities and Exchange Commission and has been in the securities industry since 2007. Dennett holds several licenses including Series 4, 7, 24, 52, 53, 66, and 99. Dennett has a total of 52 state licenses and 50 Investment Advisor licenses. Dennett is located in DALLAS, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
10/07/2011 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
05/06/2010 - 12/13/2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
03/28/2006 - 05/19/2010
SOUTHWEST SECURITIES, INC. (DALLAS TX)
BOTH
Issued 08/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/06/2022
Series 4 - Registered Options Principal Examination
BC
Issued 11/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Dennett Delzer is the right advisor for you? Invested Better is here to help.