Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denji? Claim Your ProfileDenji Yiu is a financial advisor with Middlegate Securities Inc. Denji has been in the industry since 2008 and is registered in 11 states. Denji holds the Series 7, Series 24, Series 63, and SIE licenses. Denji has worked for several firms in the past, including Imperial Capital, LLC and INTL FCSTONE CREDIT TRADING LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/29/2024 - Present
Middlegate Securities Inc. (NEW YORK NY)
FL
09/30/2020 - 12/11/2023
IMPERIAL CAPITAL, LLC (Palm Beach Gardens FL)
NY
10/18/2006 - 04/10/2019
INTL FCSTONE CREDIT TRADING LLC (NEW YORK NY)
BC
Issued 10/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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