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Denish Patel

Neuberger Berman BD LLC

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About Denish Patel

Denish Patel is a financial advisor currently registered with Neuberger Berman BD LLC, and holds a Series 63, Series 79TO and SIE license. Denish has worked in the industry since 2017. Denish has previously worked at Houlihan Lokey Capital, Inc., OMERS, Canada Pension Plan Investment Board, Eaton Corporation. Denish is a CFA charterholder.

Firm Information

Denish Patel is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

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percentage of assets

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Denish Patel’s Registration & Firm History

NY

05/19/2023 - Present

Neuberger Berman BD LLC (NEW YORK NY)

MN

08/28/2020 - 07/22/2022

HOULIHAN LOKEY CAPITAL, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/17/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 02/14/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denish Patel.
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