Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Yvonne Scharfenberger is a financial advisor with LPL Financial LLC. Denise has been in the financial services industry since August 1995 and is registered to offer securities and investment advice in 53 states and the District of Columbia. Denise has a wide range of experience and expertise, including securities, investment company products, and variable contracts. Denise is also a Registered Options Principal and a Municipal Securities Principal. Denise is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/14/2013 - Present
LPL Financial LLC (ALLEN TX)
TX
05/11/2006 - 05/17/2012
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MA
10/21/2005 - 05/17/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/21/2005 - 05/17/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
10/21/2005 - 05/17/2006
NEW ENGLAND SECURITIES (NEW YORK NY)
CA
10/21/2005 - 05/17/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
10/21/2005 - 05/17/2006
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
CT
06/22/1994 - 09/22/2005
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
05/20/1998 - 09/22/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
BC
Issued 07/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2017
Series 4 - Registered Options Principal Examination
BC
Issued 07/15/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/20/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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