Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Windham is a financial advisor who has been in the industry since 1979. She is currently registered with Stonex Securities Inc. in Blairsville, Georgia. Denise is a Series 7, Series 24, Series 32, Series 51 and Series 63 licensed professional. She has been registered with Stonex Securities Inc. since October 2009. Previously, Denise was employed with Harbour Investments, Inc. and Raymond James Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
10/08/2009 - Present
Stonex Securities Inc. (BLAIRSVILLE GA)
GA
01/11/2008 - 09/18/2009
HARBOUR INVESTMENTS, INC. (BLAIRSVILLE GA)
GA
11/02/1998 - 01/14/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (BLAIRSVILLE GA)
MO
10/31/1989 - 11/02/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
02/22/1979 - 11/08/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/11/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/20/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1979
Series 32 - Limited Futures Exam-Regulation
BC
Issued 01/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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