Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Proctor is a financial advisor with LPL Financial LLC. Denise has been in the financial industry since 2005 and has a strong track record of providing personalized financial advice to individuals and families. Denise is committed to helping her clients achieve their financial goals by providing them with the knowledge and resources they need to make informed decisions about their money.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
06/09/2021 - Present
LPL Financial LLC (GERMANTOWN MD)
MD
05/22/2009 - 06/09/2021
M&T SECURITIES, INC. (ROCKVILLE MD)
MD
09/03/2008 - 05/28/2009
UVEST FINANCIAL SERVICES GROUP, INC. (BALTIMORE MD)
MD
01/01/2005 - 08/18/2008
FIRST INVESTORS CORPORATION (GREENBELT MD)
IA
Issued 12/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/20/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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