Unclaimed
Denise Scarabino is a financial professional with over 30 years of experience in the industry. Denise has worked with Cadaret, Grant & CO., Inc., Western International Securities, Inc., Next Financial Group, Inc., SCF Securities, Inc., and Sorrento Pacific Financial, LLC. Denise is a registered representative with FINRA and is licensed to provide investment advice in New York. Denise holds the Series 6, 7, 24, 65, SIE, and 99TO licenses. Denise specializes in working with individuals, businesses, corporations, charities, and pension and profit-sharing plans. Denise is passionate about helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/30/2022 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
NY
08/04/2000 - 03/15/2001
FORTRESS FINANCIAL SECURITIES CORPORATION (NEW YORK NY)
CA
04/06/2000 - 06/27/2000
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
SC
05/28/1993 - 03/28/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
08/09/1989 - 06/10/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
08/09/1989 - 06/10/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 03/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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