Unclaimed
Denise Rachelle Scher is an active investment advisor representative with USI Securities, Inc.. Denise Scher has been in the financial industry since 1993. She has a total of 4 approved state registrations and 1 approved IA state registration. Denise Scher has passed Series 6, 7, 24, 63, 65, 99TO and SIE exams. Denise Rachelle Scher has previously worked for LPL Financial LLC, HUB International Investment Services Inc., Cambridge Investment Research, Inc., Financial Telesis Inc, NFP Securities, Inc., The Lincoln National Life Insurance Company, Lincoln Financial Advisors Corporation, and Cigna Financial Advisors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Bundled consulting and advisory fees
1
2
CT
09/16/2022 - Present
USI Securities, Inc. (GLASTONBURY CT)
OR
05/16/2022 - 08/23/2022
LPL FINANCIAL LLC (SPRINGFIELD OR)
CA
01/07/2010 - 08/05/2022
HUB INTERNATIONAL INVESTMENT SERVICES INC. (WESTLAKE VILLAGE CA)
CA
08/13/2014 - 06/01/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (Santa Barbara CA)
CA
03/01/2013 - 08/14/2014
FINANCIAL TELESIS INC (WESTLAKE VILLAGE CA)
CA
09/15/2003 - 03/01/2010
NFP SECURITIES, INC. (OXNARD CA)
IN
04/26/2001 - 06/24/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
06/01/1998 - 06/24/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
08/16/1993 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 09/05/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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