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Denise Rachelle Scher

USI Securities, Inc.

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About Denise Rachelle Scher

Denise Rachelle Scher is an active investment advisor representative with USI Securities, Inc.. Denise Scher has been in the financial industry since 1993. She has a total of 4 approved state registrations and 1 approved IA state registration. Denise Scher has passed Series 6, 7, 24, 63, 65, 99TO and SIE exams. Denise Rachelle Scher has previously worked for LPL Financial LLC, HUB International Investment Services Inc., Cambridge Investment Research, Inc., Financial Telesis Inc, NFP Securities, Inc., The Lincoln National Life Insurance Company, Lincoln Financial Advisors Corporation, and Cigna Financial Advisors, Inc..

Firm Information

Denise Scher is currently registered with USI Securities, Inc.. USI Securities, Inc. is a Corporation formed on July 29, 1997 and headquartered in GLASTONBURY, CT. The firm is registered with the SEC and all 52 states and offers selection of other advisers services to individuals other than high-net-worth, pension and profit sharing plans, and other investment advisers. The firm has 23 registered representatives and 19 investment adviser representatives and currently manages $0 in assets for 105 clients.
USI Securities, Inc.

95 GLASTONBURY BLVD.

GLASTONBURY, CT 06033

Not reported

Assets Under Management

105

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Bundled consulting and advisory fees

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Denise Scher’s Registration & Firm History

CT

09/16/2022 - Present

USI Securities, Inc. (GLASTONBURY CT)

OR

05/16/2022 - 08/23/2022

LPL FINANCIAL LLC (SPRINGFIELD OR)

CA

01/07/2010 - 08/05/2022

HUB INTERNATIONAL INVESTMENT SERVICES INC. (WESTLAKE VILLAGE CA)

CA

08/13/2014 - 06/01/2022

CAMBRIDGE INVESTMENT RESEARCH, INC. (Santa Barbara CA)

CA

03/01/2013 - 08/14/2014

FINANCIAL TELESIS INC (WESTLAKE VILLAGE CA)

CA

09/15/2003 - 03/01/2010

NFP SECURITIES, INC. (OXNARD CA)

IN

04/26/2001 - 06/24/2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

IN

06/01/1998 - 06/24/2003

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

PA

08/16/1993 - 06/01/1998

CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)

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Licenses & Designations

IA

Issued 09/05/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/18/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2001

Series 7 - General Securities Representative Examination

BC

Issued 08/10/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Rachelle Scher.
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