Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Pautz has been in the financial services industry since 2002. Denise is currently a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Denise specializes in providing investment advice to individuals, corporations, and institutions. Denise is also a licensed investment advisor in Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/19/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CAMP HILL PA)
FL
12/16/2004 - 07/06/2011
B. C. ZIEGLER AND COMPANY (MAITLAND FL)
NY
01/10/2000 - 06/19/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/14/1999 - 01/18/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 10/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/23/2001
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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