Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Nicole Holzer has over 15 years of experience in the financial services industry. Denise has held several roles at major firms, including Morgan Stanley and Morgan Stanley & Co. Incorporated. Currently, Denise is registered with Chatsworth Securities LLC, an active Broker-Dealer and inactive Investment Advisor. Denise has a Series 3, 7, 31, 66 and SIE licenses. Denise currently holds registrations in Connecticut, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/01/2019 - Present
Chatsworth Securities LLC (GREENWICH CT)
NY
06/01/2009 - 04/13/2017
MORGAN STANLEY (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
03/09/2005 - 04/02/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
BOTH
Issued 06/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2006
Series 3 - National Commodity Futures Examination
BC
Issued 06/17/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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