Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Neugebauer is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Denise has been a registered representative since 1993 and an investment advisor representative since 1997. She is licensed in 19 states, including Ohio, Texas, and Florida. Denise specializes in portfolio management for businesses and individuals. She also provides educational seminars, selection of other advisors, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/15/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WESTLAKE OH)
OH
04/09/2014 - 06/07/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE OH)
OH
06/24/1994 - 03/26/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BROADVIEW HEIGHTS OH)
FL
10/29/1993 - 06/07/1994
EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)
BC
Issued 03/14/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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