Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise N Cox is a registered investment advisor representative with Fidelity Personal and Workplace Advisors. Denise has been in the financial industry since 2006. Denise holds the Series 7, Series 63, Series 66, Series 9, and Series 10 licenses. Denise is registered with the state of Kentucky, Massachusetts, Ohio, Texas, and Utah. Denise is also registered with FINRA. Denise is affiliated with Fidelity Personal and Workplace Advisors. Fidelity Personal and Workplace Advisors is a large, national firm with a long history of providing investment advice to individuals and businesses. The firm has over $1 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
09/09/2022 - Present
Fidelity Personal AND Workplace Advisors (FLORENCE KY)
BOTH
Issued 01/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Denise Cox is the right advisor for you? Invested Better is here to help.
