Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Zapata is a financial advisor with over 20 years of experience in the industry. Denise Zapata is currently registered with LPL Financial LLC. Denise Zapata has previously worked with several other firms including Cambridge Investment Research, Inc., FSC Securities Corporation, Cetera Advisor Networks LLC, CUSO Financial Services, L.P., Citigroup Global Markets Inc., Citicorp Investment Services, WM Financial Services, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Denise Zapata holds the Series 66, SIE, and Series 7 licenses and has experience working with a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. Denise Zapata offers a variety of advisory services, including financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/05/2021 - Present
LPL Financial LLC (UPLAND CA)
CA
10/04/2019 - 12/02/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (Upland CA)
CA
01/16/2014 - 10/11/2019
FSC SECURITIES CORPORATION (UPLAND CA)
CA
10/04/2010 - 01/07/2014
CETERA ADVISOR NETWORKS LLC (REDLANDS CA)
CA
03/13/2008 - 10/07/2010
CUSO FINANCIAL SERVICES, L.P. (RIVERSIDE CA)
CA
05/29/2007 - 03/25/2008
CITIGROUP GLOBAL MARKETS INC. (REDLANDS CA)
CA
02/17/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (REDLANDS CA)
CA
10/15/2002 - 02/08/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
11/27/2001 - 10/18/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/27/2001 - 10/18/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Denise Zapata is the right advisor for you? Invested Better is here to help.
