Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Williams is a financial advisor with LPL Financial LLC based in Albany, NY. Denise has over 25 years of experience in the financial industry. Denise holds a Series 6 and Series 63 license. She is currently registered in New York. Previously, Denise worked at WS Griffith Securities, Inc. in Hartford, CT, Clinton and Hamilton, Inc. in Cobleskill, NY, and Cadaret, Grant & Co., Inc. in Syracuse, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/20/2004 - Present
LPL Financial LLC (ALBANY NY)
CT
01/26/2000 - 05/25/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
NY
02/27/1998 - 12/03/1999
CLINTON AND HAMILTON, INC. (COBLESKILL NY)
NY
06/16/1995 - 03/09/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
BC
Issued 08/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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