Unclaimed
Denise Michelle Arnashus is an Investment Advisor Representative at Morgan Stanley. Denise has been in the financial industry since 2004, previously working at J.P. Morgan Securities LLC, RBC Capital Markets, LLC, Sungard Institutional Brokerage Inc., TD Professional Execution, Inc., and Wachovia Securities, LLC. Denise is registered with the state of Illinois and Texas. Denise holds Series 7, 63, and 66 securities licenses, as well as the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
08/04/2022 - Present
Morgan Stanley (Chicago IL)
IL
09/19/2019 - 06/26/2022
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
06/14/2013 - 10/03/2019
RBC CAPITAL MARKETS, LLC (OAKBROOK TERRACE IL)
IL
03/12/2012 - 05/29/2013
SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)
IL
04/06/2004 - 02/01/2010
TD PROFESSIONAL EXECUTION, INC. (CHICAGO IL)
MO
10/30/2001 - 01/16/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 01/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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