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Denise Michelle Arnashus

Morgan Stanley

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About Denise Michelle Arnashus

Denise Michelle Arnashus is an Investment Advisor Representative at Morgan Stanley. Denise has been in the financial industry since 2004, previously working at J.P. Morgan Securities LLC, RBC Capital Markets, LLC, Sungard Institutional Brokerage Inc., TD Professional Execution, Inc., and Wachovia Securities, LLC. Denise is registered with the state of Illinois and Texas. Denise holds Series 7, 63, and 66 securities licenses, as well as the SIE license.

Firm Information

Denise Arnashus is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Denise Arnashus’s Registration & Firm History

IL

08/04/2022 - Present

Morgan Stanley (Chicago IL)

IL

09/19/2019 - 06/26/2022

J.P. MORGAN SECURITIES LLC (CHICAGO IL)

IL

06/14/2013 - 10/03/2019

RBC CAPITAL MARKETS, LLC (OAKBROOK TERRACE IL)

IL

03/12/2012 - 05/29/2013

SUNGARD INSTITUTIONAL BROKERAGE INC. (GENEVA IL)

IL

04/06/2004 - 02/01/2010

TD PROFESSIONAL EXECUTION, INC. (CHICAGO IL)

MO

10/30/2001 - 01/16/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 01/04/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/29/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Denise Michelle Arnashus. Review regulatory record here.
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