Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Long is a financial advisor with over 16 years of experience in the financial services industry. Denise is registered with J.P. Morgan Securities LLC and has been with the firm since August 2016. Previously, Denise was with Credit Suisse Securities (USA) LLC for six years, and prior to that worked with UBS Services USA LLC, AIG SunAmerica Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Goldman, Sachs & Co. Denise offers a variety of financial services, including portfolio management for individuals and businesses, financial planning, and selection of other advisors. Denise is licensed in 53 states and has passed the Series 3, 7, 9, 10, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/12/2016 - Present
J.p. Morgan Securities LLC (San Diego CA)
CA
08/04/2010 - 05/13/2016
CREDIT SUISSE SECURITIES (USA) LLC (SAN DIEGO CA)
NJ
02/29/2008 - 08/07/2009
UBS SERVICES USA LLC (WEEHAWKEN NJ)
CA
12/12/2005 - 12/20/2007
AIG SUNAMERICA CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
NY
12/03/2003 - 11/04/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
04/26/2001 - 09/13/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/03/1997 - 03/23/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 05/11/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1997
Series 3 - National Commodity Futures Examination
BC
Issued 08/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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