Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Buchanan is a financial advisor who has been in the industry since 1992. Denise is registered with Captrust in Raleigh, North Carolina and has worked for several other firms throughout her career. Denise holds several licenses including Series 7, 3, 24, 28, 53, 63, 79TO, 99TO, and SIE. Denise has extensive experience in providing financial planning, portfolio management, and pension consulting services. Denise is committed to providing clients with personalized advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
06/24/2019 - Present
Captrust (RALEIGH NC)
NC
06/20/2007 - 12/31/2007
HATTERAS CAPITAL (RALEIGH NC)
NC
11/07/2003 - 11/22/2006
MOORES CREEK SECURITIES, INC. (RALEIGH NC)
NC
12/16/2004 - 08/04/2006
ATLANTIC CAPITAL SECURITIES, LLC (RALEIGH NC)
NJ
11/26/2004 - 03/23/2005
1ST WORLDWIDE FINANCIAL PARTNERS, LLC (LAVALLETTE NJ)
MO
09/04/2003 - 11/19/2003
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC (ST. LOUIS MO)
SC
02/26/2003 - 09/08/2003
ATLANTIC CAPITAL SECURITIES, LLC (GREENVILLE SC)
AZ
11/01/2001 - 07/24/2003
JOSEPH CARL SECURITIES, INC. (SCOTTSDALE AZ)
WI
01/11/2001 - 03/06/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
SC
01/02/1997 - 11/08/2001
ATLANTIC CAPITAL SECURITIES, LLC (GREENVILLE SC)
VA
06/11/1997 - 10/24/1997
CAROLINA SECURITIES, INC. (GREAT FALLS VA)
NY
02/11/1992 - 09/24/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
09/22/1987 - 05/21/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 09/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/08/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/16/2000
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 02/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1993
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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