Unclaimed
Denise Marie Snow is a financial professional with over 20 years of experience in the industry. Denise has held positions at several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, PNC Capital Markets LLC, NatCity Investments, Inc., and UBS Financial Services Inc. Denise is currently registered with Fidelity Brokerage Services LLC and is licensed to offer securities and investment advisory services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
06/05/2012 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
MI
01/04/2011 - 05/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TRAVERSE CITY MI)
MI
11/13/2009 - 10/07/2010
PNC CAPITAL MARKETS LLC (GRAND RAPIDS MI)
MI
08/22/2008 - 11/13/2009
NATCITY INVESTMENTS, INC. (GRAND RAPIDS MI)
MI
03/03/2004 - 06/12/2008
UBS FINANCIAL SERVICES INC. (GRAND RAPIDS MI)
BOTH
Issued 04/25/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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