Unclaimed
Denise Lombardi is a financial advisor with over 13 years of experience in the industry. Denise currently works at Btig, LLC in New York, NY. Previously, Denise worked at firms such as Citigroup Global Markets Inc., Maxim Group LLC, Morgan Stanley and Macquarie Capital (USA) Inc. Denise holds FINRA Series 7 and 16 registrations and is registered in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/30/2021 - Present
Btig, LLC (New York NY)
NY
12/06/2016 - 11/24/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/20/2016 - 11/29/2016
MAXIM GROUP LLC (NEW YORK NY)
NY
11/13/2009 - 04/06/2016
MORGAN STANLEY (PURCHASE NY)
NY
11/13/2009 - 04/06/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
12/02/2008 - 10/13/2009
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
FL
10/28/2004 - 03/07/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 11/20/2008
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 10/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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