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Denise Marie Lombardi

Btig, LLC

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About Denise Marie Lombardi

Denise Lombardi is a financial advisor with over 13 years of experience in the industry. Denise currently works at Btig, LLC in New York, NY. Previously, Denise worked at firms such as Citigroup Global Markets Inc., Maxim Group LLC, Morgan Stanley and Macquarie Capital (USA) Inc. Denise holds FINRA Series 7 and 16 registrations and is registered in Florida.

Firm Information

Denise Lombardi is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Denise Lombardi’s Registration & Firm History

NY

11/30/2021 - Present

Btig, LLC (New York NY)

NY

12/06/2016 - 11/24/2021

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

05/20/2016 - 11/29/2016

MAXIM GROUP LLC (NEW YORK NY)

NY

11/13/2009 - 04/06/2016

MORGAN STANLEY (PURCHASE NY)

NY

11/13/2009 - 04/06/2016

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

12/02/2008 - 10/13/2009

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

FL

10/28/2004 - 03/07/2005

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 11/20/2008

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 10/25/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Marie Lombardi.
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