Unclaimed
Denise Marie Goldberg is a financial professional with over 15 years of experience in the financial services industry. Denise has held various positions at prominent firms including E D & F MAN Capital Markets Inc. and Goldenberg, Hehmeyer & Co. Currently, Denise is a registered representative with Clear Street LLC in New York, NY. Denise is a Series 27, Series 99 and Series 99TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/28/2024 - Present
Clear Street LLC (NEW YORK NY)
IL
08/17/2015 - 08/09/2021
E D & F MAN CAPITAL MARKETS INC. (Chicago IL)
IL
06/29/2006 - 02/16/2007
GOLDENBERG, HEHMEYER & CO. (CHICAGO IL)
BC
Issued 06/28/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/09/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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