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Denise Marie Diana

Envestnet PMC

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About Denise Marie Diana

Denise Marie Diana is a financial advisor with over 20 years of experience in the financial services industry. Denise is currently registered with Envestnet PMC and Envestnet Retirement Solutions, LLC. Denise has experience in providing financial advice to individuals, corporations, and other institutions. Denise holds the Series 7, Series 26, and Series 66 licenses.

Firm Information

Denise Diana is currently registered with Envestnet PMC. Envestnet PMC is an investment advisor with over $426 billion in assets under management. The firm offers a variety of services, including portfolio management for individuals, businesses, and investment companies. They specialize in overlay portfolio management and serve a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. They also provide pension consulting and publish periodicals.
Envestnet PMC

150 NORTH RIVERSIDE PLAZA , SUITE 2050

CHICAGO, IL 60606

$426.07B

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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overlay portfolio management

Overlay portfolio management

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

A percentage of assets or revenues under our clients' management

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Denise Diana’s Registration & Firm History

IL

07/20/2022 - Present

Envestnet PMC (CHICAGO IL)

CT

01/02/2013 - 08/20/2014

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

08/23/2010 - 01/02/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

NY

03/11/2010 - 07/06/2010

DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)

OH

12/24/2008 - 03/05/2009

CHARLES SCHWAB & CO., INC. (RICHFIELD OH)

CT

12/06/2004 - 04/30/2008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

CT

07/03/2000 - 12/06/2004

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 11/07/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/04/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 06/29/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Denise Marie Diana.
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