linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Denise Marie Daugherty

Transamerica Financial Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Denise? Claim Your Profile

About Denise Marie Daugherty

Denise Marie Daugherty is an active investment advisor representative with Transamerica Financial Advisors, Inc. in Cedar Rapids, IA. Denise has been in the industry for over 20 years, and holds several industry licenses including Series 7, 24, 51, and 66. Denise provides financial planning and portfolio management services to individuals and businesses. Denise is also a safety czar for the Des Moines Rowing Club.

Firm Information

Denise Daugherty is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Denise Daugherty’s Registration & Firm History

IA

11/18/2021 - Present

Transamerica Financial Advisors, Inc. (Cedar Rapids IA)

IA

06/10/2021 - 10/22/2021

CETERA ADVISORS LLC (W DES MOINES IA)

IA

06/10/2021 - 10/22/2021

CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)

IA

06/10/2021 - 10/22/2021

CETERA INVESTMENT SERVICES LLC (W DES MOINES IA)

IA

06/10/2021 - 10/22/2021

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

06/09/2021 - 10/22/2021

CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)

IA

09/12/2013 - 06/09/2021

VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)

IA

04/05/2011 - 09/03/2013

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (URBANDALE IA)

IA

05/25/2005 - 04/04/2011

ING FINANCIAL PARTNERS, INC. (DES MOINES IA)

IA

01/16/2001 - 05/12/2005

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

SC

07/08/1998 - 07/27/1999

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

Not sure if Denise Marie Daugherty is right for you?

Licenses & Designations

BOTH

Issued 12/01/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/20/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/09/2006

Series 4 - Registered Options Principal Examination

BC

Issued 12/01/2003

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/26/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Denise Marie Daugherty.
Not sure if Denise Marie Daugherty is right for you?