Unclaimed
Denise Baranowski is a financial professional with over 20 years of experience in the industry. Denise is a Registered Representative and Investment Advisor Representative. Denise works at Osaic Wealth, Inc. in Warrenville, IL, and has a history of working at firms including Woodbury Financial Services, Inc., Sigma Financial Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, J.P. Morgan Securities Inc., BANC ONE SECURITIES CORPORATION, and NORTHERN TRUST SECURITIES, INC. Denise provides financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/19/2024 - Present
Osaic Wealth, Inc. (WARRENVILLE IL)
IL
12/10/2012 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (WARRENVILLE IL)
IL
02/29/2012 - 12/10/2012
SIGMA FINANCIAL CORPORATION (LISLE IL)
IL
01/10/2011 - 03/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LISLE IL)
IL
12/15/2009 - 02/04/2011
MORGAN STANLEY SMITH BARNEY (OAK BROOK IL)
NY
10/01/2008 - 06/17/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/31/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IL
10/10/2002 - 09/22/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
11/30/2000 - 03/06/2001
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
02/21/2000 - 02/24/2000
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
NY
06/19/1996 - 03/30/1998
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
MD
11/21/1994 - 06/08/1995
M&T SECURITIES, INC. (BALTIMORE MD)
NY
03/29/1994 - 11/21/1994
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
BOTH
Issued 01/31/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/31/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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