Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Margaret Stephens is a financial professional with over 29 years of experience in the industry. Denise is currently registered with Cetera Investment Advisers LLC, a firm headquartered in Schaumburg, Illinois. Denise has a diverse background and has held prior roles with VOYA FINANCIAL ADVISORS, INC. and Locust Street Securities, Inc., among others. Denise is a Certified Financial Planner and a Chartered Financial Consultant and holds the Series 6, Series 7, and Series 63 securities licenses. Denise's background spans various aspects of the financial services industry and her experience is focused on providing financial planning and portfolio management services to individuals, businesses, corporations, trusts, estates, pension and profit-sharing plans, and charitable organizations.
MIAMI, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/09/2023 - Present
Cetera Investment Advisers LLC (MIAMI FL)
FL
01/01/2004 - 06/11/2021
VOYA FINANCIAL ADVISORS, INC. (MIAMI FL)
IA
03/06/2003 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MO
01/28/1994 - 03/05/2003
FFP SECURITIES, INC. (CHESTERFIELD MO)
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 1/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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