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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise M Williams is a financial advisor who has been in the industry since November 2001. Denise is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where she is a registered representative and investment advisor representative. Previously, she was employed by Wall Street Financial Group, Inc. from 2007 to 2008, MetLife Securities Inc. from 2006 to 2007, and Metropolitan Life Insurance Company from 2006 to 2007. Denise is also a registered principal with the Series 24 license. Denise has a wide range of experience in the financial services industry and is dedicated to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/19/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BUFFALO NY)
NY
05/09/2007 - 02/01/2008
WALL STREET FINANCIAL GROUP, INC. (CHEEKTOWAGA NY)
NY
04/25/2006 - 04/23/2007
METLIFE SECURITIES INC. (WILLIAMSVILLE NY)
NY
04/25/2006 - 04/23/2007
METROPOLITAN LIFE INSURANCE COMPANY (WILLIAMSVILLE NY)
MO
07/18/2001 - 02/28/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 05/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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