Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise M. Williams is a financial advisor with Stifel, Nicolaus & Company, Inc. Denise has been in the financial services industry since 1989. Denise is registered with the state of Arkansas and Texas. Denise has a wide range of experience working with individuals, high net worth individuals, corporations and other businesses, investment companies, trusts, insurance companies, pension and profit-sharing plans, charitable organizations and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
03/27/2020 - Present
Stifel, Nicolaus & Company, Inc. (LITTLE ROCK AR)
AR
07/23/2015 - 02/22/2019
B. RILEY WEALTH MANAGEMENT (Conway AR)
AR
11/05/2013 - 07/15/2015
STEPHENS (CONWAY AR)
NA
09/27/1989 - 07/24/1992
PAINEWEBBER INCORPORATED
NA
06/23/1989 - 07/24/1989
STEPHENS INC.
BOTH
Issued 02/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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