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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise De la chapelle is a financial advisor with over 20 years of experience in the industry. Denise has held various roles with Morgan Stanley, previously known as Morgan Stanley Smith Barney, including working in both New York and Ormond Beach, Florida. Denise is currently registered with both FINRA and state regulatory bodies and holds licenses including Series 3, 7, 9, 10, 31, and 66. In addition to her work at Morgan Stanley, Denise also owns a photography business.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/08/2020 - Present
Morgan Stanley (ORMOND BEACH FL)
NY
03/02/2005 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
10/20/2004 - 02/10/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/14/2002 - 10/14/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/20/2001 - 08/24/2001
NEUBERGER BERMAN, LLC (NEW YORK NY)
BOTH
Issued 12/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/26/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/17/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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