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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Allen is a financial advisor with over 30 years of experience in the industry. Denise is currently registered with Morgan Stanley and has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and several other firms. Denise's experience includes working with individuals, high-net-worth individuals, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans. Denise specializes in providing investment advice, financial planning, and asset allocation services. Denise is also a Series 7, Series 10, Series 24, Series 52TO, Series 53, Series 63, and Series 65 licensed professional. Denise's commitment to her clients is evident in her dedication to providing personalized financial solutions and her impressive track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
10/13/2022 - Present
Morgan Stanley (Southlake TX)
TX
03/13/2014 - 09/27/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FRISCO TX)
TX
06/01/2009 - 03/10/2014
MORGAN STANLEY (SOUTHLAKE TX)
TX
06/02/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SOUTHLAKE TX)
PA
07/17/1996 - 05/18/2000
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
IL
12/01/1992 - 07/18/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
OK
10/06/1986 - 05/30/1989
FIRST FINANCIAL GOVERNMENT SECURITIES, INC. (TULSA OK)
NA
10/24/1985 - 05/27/1986
UNDERWOOD, NEUHAUS & CO., INCORPORATED
NA
03/22/1984 - 07/12/1984
CONTISECURITIES, INC.
IA
Issued 07/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/23/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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