Unclaimed
Denise Lynn Treat is a financial advisor associated with Raymond James Financial Services, Inc. Denise has been in the securities industry since December 2000. Denise is currently registered with FINRA and the states of Arizona and Washington. Denise holds the Series 63, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
12/07/2000 - Present
Raymond James Financial Services, Inc. (BELLEVUE WA)
BC
Issued 03/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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