Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Garten is a Certified Wealth Strategist and has been in the financial services industry since 1992. Denise currently works with Kestra Advisory Services, LLC and is registered to provide investment advisory services in Michigan. Denise has worked with several firms throughout her career, including Transamerica Financial Advisors, Inc., PrimeVest Financial Services, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Morgan Stanley DW Inc., Quick & Reilly, Inc., and Prudential Securities Incorporated. Denise also has experience working in the real estate industry, owning her own business. Denise is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
04/20/2016 - Present
Kestra Advisory Services, LLC (KALAMAZOO MI)
MI
07/11/2007 - 05/07/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (KALAMAZOO MI)
MI
09/14/2006 - 06/06/2007
PRIMEVEST FINANCIAL SERVICES, INC. (PORTAGE MI)
CA
09/07/2005 - 09/05/2006
LINCOLN FINANCIAL ADVISORS CORPORATION (SAN DIEGO CA)
IN
09/07/2005 - 03/31/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
01/12/2001 - 08/23/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/09/1994 - 01/25/2001
QUICK & REILLY, INC. (NEW YORK NY)
NY
02/06/1992 - 02/03/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/1999
Series 4 - Registered Options Principal Examination
BC
Issued 12/29/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1993
Series 3 - National Commodity Futures Examination
BC
Issued 02/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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