Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Ladon Ricks is a financial advisor with Edward Jones. Denise has been in the financial industry for over 24 years and holds licenses in multiple states. Denise is registered as an investment advisor representative in Georgia and holds Series 63, 66 and 7 licenses. In addition, Denise has passed the Securities Industry Essentials Exam (SIE). Denise's clients include individuals, families, trusts, businesses and retirement plans. Denise works with clients to develop financial plans and provide investment advice. She is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
11/12/2009 - Present
Edward Jones (ATHENS GA)
GA
04/20/2005 - 12/10/2007
EDWARD JONES (ATHENS GA)
CA
07/06/2000 - 10/15/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
GA
09/28/1998 - 06/05/2000
DUNWOODY BROKERAGE SERVICES, INC. (ATLANTA GA)
AL
03/22/1995 - 10/08/1998
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
BOTH
Issued 11/03/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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