Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Stratton is a financial professional with over 20 years of experience in the industry. Denise is currently registered with USI Securities, Inc. Denise has held previous roles with MML Distributors, LLC and ING Financial Advisors, LLC. Denise specializes in financial planning, selection of other advisors, and portfolio management. Denise holds Series 6, 7, and 63 licenses and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Bundled consulting and advisory fees
1
2
CT
01/16/2019 - Present
USI Securities, Inc. (GLASTONBURY CT)
CT
06/18/2014 - 04/06/2018
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
08/27/2001 - 04/21/2014
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BC
Issued 05/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2015
Series 7 - General Securities Representative Examination
BC
Issued 08/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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