Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Zumbrun is a financial advisor with over 20 years of experience in the industry. Denise is currently registered with Osaic Wealth, Inc. and has previously worked with SagePoint Financial, Inc. and LPL Financial LLC. Denise offers a range of financial planning services, including portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/01/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
AZ
03/15/2022 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
FL
09/15/2021 - 12/13/2021
LPL FINANCIAL LLC (LAKELAND FL)
NY
07/05/2021 - 09/16/2021
CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)
IN
11/30/2018 - 08/19/2019
THURSTON SPRINGER FINANCIAL (INDIANAPOLIS IN)
NY
09/29/2011 - 01/02/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
02/22/2007 - 06/02/2011
BROOKSTONE SECURITIES, INC. (LAKELAND FL)
FL
09/09/2005 - 11/29/2006
LEGEND EQUITIES CORPORATION (ST. PETERSBURG FL)
FL
01/24/2005 - 09/06/2005
MERRIMAC CORPORATE SECURITIES, INC. (ALTAMONTE SPRINGS FL)
MA
10/17/2002 - 03/19/2003
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
CO
06/13/1997 - 12/31/2000
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
MN
07/07/2000 - 09/08/2000
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 7/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 14 - Compliance Officer Examination
BC
Issued 3/4/2008
Series 4 - Registered Options Principal Examination
BC
Issued 6/24/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 4/15/2007
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 1/2/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 6/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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