Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Joye Johnson is a registered representative of Wells Fargo Clearing Services, LLC, and has been in the industry since October 18, 2005. Denise Johnson is registered to provide investment advice in 30 states, including Texas, and has a Series 7, Series 10, Series 9, Series 63, and Series 65 license. Denise Johnson specializes in providing investment advice to individuals, businesses, and institutional clients. Denise Johnson also offers financial planning and investment consulting services. Before joining Wells Fargo Clearing Services, LLC, Denise Johnson was employed by WELLS FARGO INVESTMENTS, LLC and WELLS FARGO FUNDS DISTRIBUTOR, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (MISSOURI CITY TX)
TX
02/22/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (HOUSTON TX)
WI
10/19/2005 - 02/26/2008
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
IA
Issued 03/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/31/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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