Unclaimed
Denise Heather Mollo is a registered representative with Capfinancial Securities, LLC. Denise has been in the industry since 2012. She is currently registered with the Financial Industry Regulatory Authority (FINRA). Denise holds the Series 99 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/04/2016 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
11/07/2012 - 03/28/2016
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
SC
08/17/2015 - 02/22/2016
FIRST CITIZENS SECURITIES CORPORATION (COLUMBIA SC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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