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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Halford Holder is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Denise has been working in the financial services industry since March 1993. She holds a number of licenses and certifications, including Series 7, Series 10, Series 24, Series 31, and Series 63. Denise Halford Holder is also a Certified Financial Planner. Denise specializes in working with a range of clients including individuals, high-net-worth individuals, corporations, and retirement plans. Denise has experience working with a variety of firms including Merrill Lynch, Wachovia Securities, LLC and Sanctuary Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
12/09/2020 - Present
Raymond James Financial Services Advisors, Inc. (Indianapolis IN)
IN
04/16/2008 - 04/23/2020
SANCTUARY SECURITIES, INC. (INDIANAPOLIS IN)
IN
01/01/2008 - 04/21/2008
WACHOVIA SECURITIES, LLC (INDIANPOLIS IN)
IN
04/17/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (INDIANPOLIS IN)
NY
03/11/1993 - 04/24/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/19/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/26/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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