Unclaimed
Denise Gidget Cox is a securities professional with over 26 years of experience in the industry. Denise is currently registered with Fidelity Brokerage Services LLC in Covington, Kentucky. Denise is licensed to sell securities in 53 states and is a Series 66, Series 63, Series 10, Series 9, SIE, and Series 7 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
11/26/1996 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BOTH
Issued 01/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/14/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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