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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Broderick is an active investment advisor representative at Morgan Stanley, a firm with $10 billion to $50 billion in assets under management and over 335,000 clients. Denise has been in the securities industry since 1995 and holds various licenses and registrations across multiple states, including Series 7, 63, and 66 licenses. Denise has previously worked with firms such as Citigroup Global Markets Inc., UBS Financial Services Inc., and Barclays Capital Inc. Denise has a diverse range of experience in the industry and provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
09/30/2024 - Present
Morgan Stanley (Melville NY)
NY
05/12/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
10/21/2003 - 05/21/2008
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
03/23/2004 - 04/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/27/2000 - 10/24/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
07/20/1999 - 04/28/2000
PFS INVESTMENTS INC. (DULUTH GA)
NY
05/24/1994 - 10/12/1998
BARCLAYS CAPITAL INC. (NEW YORK NY)
BOTH
Issued 04/20/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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