Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Filardo is a registered representative with LPL Financial LLC, a broker-dealer registered with FINRA and SEC. Denise has been in the industry since 1994. Her office is located in HAMDEN, CT. Denise is also a registered investment advisor in Connecticut. Denise has worked with WADDELL & REED, CLIENT ONE SECURITIES LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., INVESTACORP, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY DW INC., TUCKER ANTHONY INCORPORATED, JOSEPHTHAL LYON & ROSS INCORPORATED, JOSEPHTHAL & CO., INC., JOSEPHTHAL & CO., INCORPORATED, and GRUNTAL & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/21/2021 - Present
LPL Financial LLC (HAMDEN CT)
CT
07/12/2011 - 07/21/2021
WADDELL & REED (HAMDEN CT)
CT
03/11/2011 - 06/28/2011
CLIENT ONE SECURITIES LLC (GUILFORD CT)
CT
06/08/2010 - 11/03/2010
CAMBRIDGE INVESTMENT RESEARCH, INC. (MILFORD CT)
CT
07/08/2008 - 04/24/2009
INVESTACORP, INC. (WALLINGFORD CT)
CT
02/26/2008 - 06/11/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAIRFIELD CT)
CT
05/21/2007 - 01/08/2008
WADDELL & REED, INC. (HAMDEN CT)
NY
08/04/2000 - 10/05/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
03/16/1993 - 07/24/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
09/25/1991 - 04/06/1993
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
05/29/1990 - 10/21/1991
JOSEPHTHAL & CO., INC.
NA
10/20/1988 - 05/29/1990
JOSEPHTHAL & CO., INCORPORATED
NY
04/08/1987 - 09/01/1988
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 08/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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