Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Rau is a financial advisor with over 20 years of experience in the financial services industry. Denise is a Certified Financial Planner (CFP®) and holds Series 7, 6, 63, and 24 securities licenses. Denise currently works for NewEdge Advisors, LLC, an independent investment advisor firm, as well as for LPL Financial. Denise has served clients in several areas of financial planning including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
07/28/2016 - Present
Newedge Advisors (Lake Charles LA)
LA
01/05/2005 - 11/22/2023
LPL FINANCIAL LLC (LAKE CHARLES LA)
NY
09/25/2001 - 01/12/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
IL
08/07/1998 - 08/23/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 01/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2001
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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