Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Elizabeth Fries is an experienced financial advisor with over 37 years in the industry. Denise is currently registered with Osaic Wealth, INC. and has been with the firm since June 2024. Previously, Denise worked at Securities America, INC. for 16 years, and Capital Analysts, INCORPORATED for 13 years. Denise is a licensed financial advisor with Series 6, 63, 26 and 65 licenses. Denise is also a registered Investment Advisor with Series 65 license and has been registered as an Investment Advisor Representative since 2002. Denise provides financial advice to a variety of clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/14/2024 - Present
Osaic Wealth, Inc. (BRYAN TX)
TX
08/08/2008 - 06/14/2024
SECURITIES AMERICA, INC. (BRYAN TX)
TX
03/13/1995 - 08/11/2008
CAPITAL ANALYSTS, INCORPORATED (BRYAN TX)
NA
10/07/1986 - 03/15/1995
FIDELITY EQUITY SERVICES CORPORATION
IA
Issued 9/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/6/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/13/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 4/6/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/6/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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