Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Elaine Thomas is a registered representative with Vanguard Marketing Corp. Denise has been in the securities industry since January 16, 2007 and is licensed in 53 states. She holds the Series 6, Series 7 and Series 63 licenses as well as the Securities Industry Essentials (SIE) Exam. Denise is based in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/17/2007 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 01/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Denise Thomas is the right advisor for you? Invested Better is here to help.
