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Denise Elaine Stuart

Tiaa-Cref Individual & Institutional Services, LLC

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About Denise Elaine Stuart

Denise Elaine Stuart is a registered representative with TIAA-CREF Individual & Institutional Services, LLC, working out of the Frisco, TX branch. Denise has been in the financial industry since 2007 and is registered with the state of Texas. Denise has a strong focus on providing financial planning and portfolio management services to individuals and families. She is also a registered investment advisor in Texas. Denise has passed the Series 6, Series 7, Series 63 and Series 66 exams, demonstrating a comprehensive understanding of the financial services industry. Denise is committed to providing her clients with the highest level of service and helping them achieve their financial goals.

Firm Information

Denise Stuart is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Denise Stuart’s Registration & Firm History

TX

03/02/2015 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)

TX

12/04/2006 - 07/30/2010

METLIFE SECURITIES INC. (DALLAS TX)

TX

12/04/2006 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (DALLAS TX)

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Licenses & Designations

BOTH

Issued 03/02/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/06/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/2013

Series 7 - General Securities Representative Examination

BC

Issued 12/02/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Denise Elaine Stuart. Review regulatory record here.
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