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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Petrin is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Denise has over 27 years of experience in the financial services industry. Denise has a strong track record of providing personalized financial advice and investment management services to individuals, families, and businesses. Denise has also held positions at other well-known financial institutions including Edward Jones, Wells Fargo Advisors, and MML Investors Services. Denise is a registered representative and investment advisor in the state of New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
09/29/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MANCHESTER NH)
NH
07/06/2012 - 09/22/2020
WELLS FARGO CLEARING SERVICES, LLC (MANCHESTER NH)
NH
09/04/2009 - 07/13/2012
EDWARD JONES (MANCHESTER NH)
NH
07/23/2009 - 09/09/2009
MML INVESTORS SERVICES, INC. (BEDFORD NH)
NH
02/17/2006 - 06/15/2009
WELLS FARGO ADVISORS, LLC (MANCHESTER NH)
MD
11/15/1999 - 03/10/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
08/08/1996 - 11/10/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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