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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Denise? Claim Your ProfileDenise Downs is an investment advisor representative associated with Osaic Wealth, Inc., which is located in Scottsdale, AZ. Denise Downs has been in the industry since 1990. Denise Downs is licensed in California, Montana, Nevada, Oregon, Virginia, and Washington. Denise Downs has several specializations, including: retirement planning, financial planning, college savings, estate planning, and insurance. Denise Downs also holds a Series 63, 65, and 26.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (SAN FRANCISCO CA)
CA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (SAN FRANCISCO CA)
CA
05/01/2007 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
WA
01/16/2001 - 05/02/2007
WOODBURY FINANCIAL SERVICES, INC. (SEATTLE WA)
MD
10/14/1996 - 12/31/2000
THE ADVISORS GROUP, INC. (BETHESDA MD)
FL
04/15/1993 - 10/30/1996
INTERSECURITIES, INC. (ST. PETERSBURG FL)
MN
08/23/1990 - 03/19/1993
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 07/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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